All documents
Type
Name
Size
MiFID II – RTS 28 (Information on the identity of execution venues and the quality of execution)
RTS 28 Summary Analysis SFT 2019
343.29 Kb
Professional Clients report_SFT 2019
9.3 Kb
Professional Clients report_SFT 2019 in a machine-readable format
2.14 Kb
RTS 28 Summary Analysis 2019
582.7 Kb
Professional Clients report 2019
15.67 Kb
Professional Clients report 2019 in a machine-readable format
12.95 Kb
RTS 28 Summary Analysis 2018
523.09 Kb
Professional Clients report 2018
16.2 Kb
Professional Clients report 2018 in a machine-readable format
14.16 Kb
RTS 28 Summary Analysis SFT 2018
343.35 Kb
Professional Clients report_SFT 2018
9.3 Kb
Professional Clients report_SFT 2018 in a machine-readable format
2.14 Kb
Professional Clients report 2017
333.79 Kb
Professional Clients report 2017
12.66 Kb
Agreements
Terms of business
468.3 Kb
Securities Master Purchase and Sale Agreement
300.81 Kb
Consent form to SMPSA
69.74 Kb
Client's complaints
Client complaint handling policy
131.85 Kb
Statutory documents
Сertificate of Incorporation
104.13 Kb
Certificate of Registered Address
195.18 Kb
Certificate of Good Standing
862.54 Kb
Certificate of directors and secretary
499.63 Kb
Financial statements
Financial statements 2018
959.46 Kb
Financial statements 2019
535.4 Kb
Policies & Procedures
SI Appendix valid 16.08.20 - 15.11.20
244.06 Kb
SI Appendix valid 16.05.20 - 15.08.20
225.58 Kb
Conflicts of Interest Policy
443.58 Kb
Order Execution Policy
434.48 Kb
AML Policy
572.23 Kb
Systematic Internaliser Non-Equity Commercial Policy
227.5 Kb
SI Appendix valid 16.02.20 - 15.05.20
229.23 Kb
SI Appendix valid 15.11.19 - 15.02.20
226.9 Kb
SI Appendix valid 15.08.19 - 14.11.19
224.39 Kb
SI Appendix valid 24.05.19 - 14.08.19
216.32 Kb
SI Appendix valid 15.02.19 - 23.05.19
218.46 Kb
Corporate governance
Directive DI144-2014-14 of The Cyprus Securities And Exchange Commission For The Prudential Supervision of Investment Firms
Directive 2013/36/EU of The European Parliament And Of The Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC
Regulation (EU) No 575/2013 of The European Parliament And Of The Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012
Instructions
Instruction for operation with securities
82.85 Kb
Instruction on Money Transfer
72.24 Kb
Trader Order
67.74 Kb